SEC Rule 11Ac 1-5 & SEC Rule 11Ac 1-6

SEC Rule 11Ac 1-5
FIG Partners, LLC falls under an exemption from the disclosure requirements of Rule 11Ac1-5 to small broker-dealers granted by the U.S. Securities and Exchange Commission. No report is due at this time.

SEC Rule 11Ac 1-6
FIG Partners, LLC falls under an exemption from the disclosure requirements of Rule 11Ac1-6 to small broker-dealers granted by the U.S. Securities and Exchange Commission. No report is due at this time.

Upon request, FIG Partners shall disclose to its customer the identity of the venue to which the customer's orders were routed for execution in the six months prior to the request, whether the orders were directed orders or non-directed orders, and the time of the transactions, if any, that resulted from such orders.