Equity Sales & Trading

Making The Market Each Day

We have a relentless focus on the community bank space. We are a market-maker in more than 800 community bank stocks across the NMS, micro-cap and OTC markets.

Our team is comprised of sales and trading professionals who understand community banks. Our team members typically have more than 15 years of experience in the community banking sector.

 FIG By The Numbers

  • Market maker in more than 800 NASDAQ and OTC bank stocks
  • One of the most active filers of 15c-211s in the banking community
  • Leading corporate sponsor for OTC Markets

We Know The Market

Our sales team is in constant contact with more than 400 buy-side investors. We speak each day to investors ranging from institutional accounts to high net worth individuals who see the value in investing in community banks as a part of their overall portfolio. Our ideas come from the grass roots of community banking.

Once you experience working with FIG, you will know why so many banks and investors trust us for the sales and trading of community bank positions.

FIG Equity Sales and Trading Team

Shanon Chase

Managing Director, Institutional Equity Sales

Andy Clarke

Director, Institutional Equity Trading

Mike Godby

Managing Director, Institutional Equity Sales

Bill Henningson

Managing Director, Institutional Equity Sales

Patricia Pines

Director, Institutional Equity Trading

Recent Transactions