Equity Sales & Trading
Making The Market Each Day
We have a relentless focus on the community bank space. We are a market-maker in more than 800 community bank stocks across the NMS, micro-cap and OTC markets.
Our team is comprised of sales and trading professionals who understand community banks. Our team members typically have more than 15 years of experience in the community banking sector.
FIG By The Numbers
- Market maker in more than 800 NASDAQ and OTC bank stocks
- One of the most active filers of 15c-211s in the banking community
- Leading corporate sponsor for OTC Markets
We Know The Market
Our sales team is in constant contact with more than 400 buy-side investors. We speak each day to investors ranging from institutional accounts to high net worth individuals who see the value in investing in community banks as a part of their overall portfolio. Our ideas come from the grass roots of community banking.
Once you experience working with FIG, you will know why so many banks and investors trust us for the sales and trading of community bank positions.
FIG Equity Sales and Trading Team
Recent Transactions

Janney Served As Broker In $52 Million Prime Auto Loan Sale
January 9, 2020

Third Quarter 2019 Bank Performance Reports
December 5, 2019

Janney Served As Broker In $10 Million Jumbo Residential Loan Sale
November 25, 2019

Janney Served As Broker In $49 Million Multi-Family CRE Loan Sale
October 18, 2019

FIG Partners Third Quarter 2018 Scorecard
October 8, 2018

FIG Partners Second Quarter 2018 Scorecard
July 16, 2018

FIG Partners Executes $15 Million CRE Loan Sale
July 11, 2018

FIG Partners Executes $58 Million Residential Loan Sale
July 10, 2018

FIG Partners Announces SBA 504 Loan Purchase Program
June 4, 2018

First Quarter 2018 Bank Performance Reports
May 10, 2018

FIG’s First Quarter 2018 Scorecard
April 2, 2018

FIG’s Fourth Quarter 2017 Scorecard
January 2, 2018

FIG Partners Executes $27 Million CRE Loan Sale
December 14, 2017

FIG Partners Served As Broker For $36 Million Multi-Family CRE Loan Sale
September 27, 2017

FIG Partners Served As Broker For $2 Million SBA 504 CRE Loan Sale
September 25, 2017

FIG Partners Served As Broker For $6 Million Multi-Family CRE Loan Sale
September 25, 2017

FIG Partners Served As Broker For $18 Million HELOC Loan Sale
September 25, 2017

FIG Partners Served As Broker For $10 Million CRE Loan Sale
September 12, 2017

FIG Partners Served As Broker For $16 Million Residential Loan Sale
September 7, 2017

FIG’s Second Quarter 2017 Scorecard
June 30, 2017

FIG Partners Q1 2017 Scorecard
March 31, 2017

FIG Partners Managed $6 Million CRE Loan Sale
March 31, 2017

FIG Partners Managed $8.5 Million Stock Offering For Highlands Bancorp
December 23, 2016

FIG Partners Served As Financial Advisor To SouthCrest Financial Group
November 18, 2016

FIG Partners To Sell $100 Million Student Loan Portfolio
February 23, 2016

FIG Partners Served As Financial Advisor To Charter Financial
December 3, 2015

LION Fidelity Southern May 2015
May 21, 2015

America California Bank
May 15, 2015

FIG Partners Served As Advisor To Carolina Alliance Bank
March 25, 2015

First Mid-Illinois
February 17, 2015

First NBC
January 17, 2015

Georgia-Carolina
January 17, 2015

Farmers and Merchants
December 17, 2014

MainStreet Bank
December 17, 2014

Regent Bancorp
October 17, 2014

Bank of Atlanta
October 17, 2014

Southern Heritage
October 17, 2014

First America Bank
October 17, 2014

TrustAtlantic
October 17, 2014

Vibra Bank
October 1, 2014

Bank of the Carolinas
July 17, 2014

NewBridge Bancorp
November 12, 2013

Zions Bank
October 12, 2013

NewBridge Bancorp
October 1, 2013

Visalia Community Bank
September 12, 2013

Banc of California
September 12, 2013

Community & Southern Bank
September 12, 2013

NCAL Bancorp
September 12, 2013

Community Bank- Wheaton / Glen Ellyn
September 12, 2013

Carolina Alliance Bank
August 12, 2013

First Community Bank
August 12, 2013

Foster Bank
August 12, 2013

United Community Bank
August 12, 2013

Fidelity Southern Corp.
June 13, 2013

Banc of California
June 13, 2013

Bank 1440
June 12, 2013

HomeTown Bank
June 12, 2013

BNC Bancorp
March 27, 2013

First Bancshares
March 13, 2013

TrustAtlantic Financial Corp.
February 13, 2013